Study Guides

Comprehensive preparation resources for every certification track covered by ASI Exam.

FNS

FNS41422: prepare for Certificate IV in General Insurance

Study guide to FNS41422 Certificate IV in General Insurance: Release 2 unit structure, core skills, elective choices and how to prepare.

FNS

FNS41820 Certificate IV in Financial Services

Practice questions, flashcards, mind maps, and exam-focused review support for the FNS41820 Certificate IV in Financial Services credential.

FNS

FNS51220 Diploma of Insurance Broking

Practice questions, flashcards, mind maps, and exam-focused review support for the FNS51220 Diploma of Insurance Broking credential.

GEN

General Corporate Compliance Training

Practice questions, flashcards, mind maps, and exam-focused review support for the General Corporate Compliance Training credential.

INT

Introduction to Financial Markets

Practice questions, flashcards, mind maps, and exam-focused review support for the Introduction to Financial Markets credential.

REG

Regulation of Australian Financial Services

Practice questions, flashcards, mind maps, and exam-focused review support for the Regulation of Australian Financial Services credential.

RES

Responsible Manager Fundamentals Course

Practice questions, flashcards, mind maps, and exam-focused review support for the Responsible Manager Fundamentals Course credential.

RES

Responsible Manager Nomination Option 3

Practice questions, flashcards, mind maps, and exam-focused review support for the Responsible Manager Nomination Option 3 credential.

RG

RG 146 Tier 2 Combined: Advice Rules Across Products

Learn how general and personal advice rules and Tier 2 product boundaries apply across general insurance and deposit products in RG 146 Tier 2 Combined study.

RG1

RG146 Tier 1 CFA Gap Program: Classification-First Study

A classification-first study plan for the RG146 Compliance Tier 1 CFA Gap Program: scope, tiers, general vs personal advice, and applied case analysis.

RG1

RG146 Compliance Tier 1 Derivatives

Practice questions, flashcards, mind maps, and exam-focused review support for the RG146 Compliance Tier 1 Derivatives credential.

RG1

RG146 Tier 1 Foreign Exchange: Classification-First Study

Study RG146 Tier 1 Foreign Exchange by mastering client classification, FX product types, disclosure duties and dispute resolution, with worked scenarios.

RG1

RG146 Tier 1 General Insurance: Where the Tiers Split

RG 146 Tier 1 General Insurance study guide covering tier boundaries, advice triggers, disclosure documents, worked scenarios, and a self-check exercise.

RG1

RG146 Tier 1 Generic Knowledge: Study the Boundaries

Learn the Tier 1/Tier 2 product boundary, the general versus personal advice trigger, and client classification for the RG146 Tier 1 Generic Knowledge credential.

RG1

RG146 Tier 1 Life Insurance: Scope, Advice and Product Study

Study the RG146 Tier 1 life insurance credential: classify advice scope, compare product structures, and apply compliance steps to worked scenarios.

RG1

RG146 Tier 1 Managed Investments: Focused Study Guide

Study the RG146 Tier 1 managed investments credential with classification drills, PDS comparison practice, worked advice scenarios, and a structured preparation.

RG1

RG146 Tier 1 Margin Lending: Scenario-First Study Plan

Study RG146 Tier 1 margin lending through scenario practice: Tier rules, general vs personal advice, margin call mechanics, suitability testing, and readiness.

RG1

RG146 Tier 1 Securities: Classifying Advice and Products

Learn how RG146 Tier 1 securities concepts fit together: general vs personal advice, retail clients, disclosure duties, and a classification drill with rubric.

RG1

RG146 Tier 1 Securities & Managed Investments Study Guide

Learn the category boundaries in RG146 Tier 1 securities and managed investments: tier classification, advice types, scheme structure and best interest duty.

RG1

RG146 Tier 1 Superannuation: Rule-Chaining Study Guide

Rule-chaining scenarios, a caps comparison table, a self-check rubric, and a staged study sequence for the RG146 Tier 1 superannuation knowledge areas.

RG1

RG146 Tier 1 Insurance Broking: Scenario-First Study Plan

Scenario-based study plan for the RG146 Tier 1 Insurance Broking Program: tiering rules, needs analysis, placement records, ethics cases, and self-check rubrics.

RG1

RG146 Tier 2 General Insurance (General Advice) Study Guide

Exam-focused study guide for RG146 Tier 2 General Insurance (General Advice): scope after the reforms, general versus personal advice, worked scenarios.

TIE

Tier 2 RG 146: Mastering the Product Classification Boundary

Study guide for the Tier 2 RG 146 Combined Accreditation Program: learn the Tier 1 vs Tier 2 product boundary, general vs personal advice, and applied.

TIE

Tier 2 RG146 Deposit and Non-Cash Payment Products Guide

A classification-first study guide for Tier 2 RG146 deposit products and non-cash payment products, with worked scenarios, a comparison table and a scored.

TIE

Tier 2 RG146 General Insurance: Study Guide

Study the Tier 2 RG146 general insurance general advice credential with worked scenarios, a Tier 1 vs Tier 2 comparison, disclosure practice and a readiness.

UND

Understanding Custody Exam: Segregation, Duties and Controls

Compare custody segregation models, settlement roles, reconciliation breaks and fiduciary duties, with worked scenarios and a self-check rubric.